Job description
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.
Responsibilities
- The Compliance Operations Officer is a Group-level hybrid role between the Compliance and Operations departments designed to ensure alignment and cohesion between compliance and operational objectives.
- The Compliance Operations Officer will be responsible for executing and/or guiding operational processes ensuring they are carried out with a regulatory lens. This role will involve close collaboration with all three lines of defense to ensure
- alignment, co-operation and efficiency between operational activities and regulatory requirements across the various jurisdictions in which the Group operates (i.e. Europe, UK, Middle East, Australia and Bahamas).
- Maintain an up-to-date understanding of relevant aspects of prevailing business practices and relevant regulations across the jurisdictions in which the Group operates.
- Ensure any issues arising are satisfactorily identified, investigated, addressed and resolved as and when required.
- Design Policies and Procedures and improve existing frameworks to adapt with current and/or emerging business and regulatory needs.
- Collaborate with the Compliance and Operations teams to translate regulatory requirements into practical operational procedures.
- Monitor and assess the effectiveness of the Group’s existing Policies and Procedures.
- Analyse data and produce Management Information and reports as required to ensure sufficient level of oversight by the relevant stakeholders.
- Engage with internal and external auditors with confidence, where required.
- Act as an adviser to Senior Management and other members of the Group on general compliance and operational issues as required.
- Work with Compliance and Risk Management to investigate and resolve operational compliance issues.
- Establish and oversee incident reporting mechanisms for regulatory breaches.
- Identify gaps in operational workflows that may pose compliance risks and recommend improvements.
- Support and initiate automation and technology solutions to streamline and improve the Group’s regulatory operations..
Work closely with other functions of the business such as Product, IT, Back Office or Customer Support to ensure general efficiencies and regulatory adherence.
Requirements
- At least 3 years of experience in a Compliance, Operations, or a hybrid role within a regulated industry.
- Strong understanding of industry-specific and international regulatory frameworks and operational best practices.
- Proficiency with workflow management tools such as Jira or similar platforms.
- Solid skills in Excel and/or Google Sheets for data analysis and reporting.
- Experience in the CFD/Spread Bet industry is a plus.
What you will get in return:
- Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
- Work-Life Harmony: Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock. #LI-Hybrid
- Annual Performance Bonus: Your hard work doesn’t go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
- Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
- Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
- Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!
- Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
- Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.
