Job Description
Company Description
MUFG Investor Services is a trusted partner to many of the world’s largest public and private funds, providing asset servicing and operational solutions built for alternatives. With over $1 trillion in client assets under administration, we offer fund administration, banking, payments, fund financing, foreign exchange overlay, corporate and regulatory services, custody, business consulting, and more. Operating from 17 locations worldwide, we help clients mitigate risk, enhance efficiency, and navigate the operational complexities of today’s investment management landscape. As a division of Mitsubishi UFJ Financial Group (MUFG), one of the world’s largest financial institutions with approximately $3 trillion in assets, we combine deep expertise with the strength and stability of a leading financial institution. To learn more, visit us at www.mufg-investorservices.com.
#LI-Hybrid
Job Description
- Review and assess screening alerts in the payment system to determine appropriate resolution actions.
- Ensure alerts are handled in compliance with service level agreement, internal policies, regulatory requirements, and industry best practices.
- Document resolution decisions and escalate complex cases as necessary.
- Support the team in generating and analyzing KPIs related to alert processing efficiency and effectiveness.
- Contribute to development and refinement of internal procedures to enhance the efficiency of screening alert management.
- Collaborate with stakeholders, including compliance, risk management, and operations teams, to improve alert-handling processes.
- Participate in audits, reviews, and regulatory inquiries as required.
This is a fixed term contract ending September 30, 2026.
Hours of work are 10:30am to 7:00pm Pacific Time.
Qualifications
Education Requirements
- Bachelor’s degree in Finance, Business, Law, Risk Management, or a related field.
- Relevant compliance certifications (e.g., CAMS, ICA) are considered an asset.
Work Experience
- Minimum 1-2 years of experience in financial crime compliance, sanctions screening, AML, or a related field.
- Experience working with payment screening systems and alert resolution.
Functional/Technical Skills and Knowledge Requirements
- Strong understanding of AML and sanctions regulations and their application in payment screening.
- Proficiency in using financial crime compliance tools and payment screening systems.
- Ability to analyze large datasets and generate meaningful KPIs and reports.
- Experience in risk assessment, escalation protocols, and regulatory reporting.
- Strong problem-solving and decision-making skills, particularly in high-pressure situations.
- Proficiency in Microsoft Excel, PowerPoint, and other reporting tools.
Additional Information
What’s in it for you to join MUFG Investor Services?
Take a look at our careers site and you’ll find everything you’d expect from a career with the fastest-growing business at one of the world’s largest financial groups. Now take another look. Because it’s how we defy expectations that really defines us. You’ll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT. Oh, and we really walk the talk when it comes to HYBRID WORKING.
So, why settle for the ordinary? Apply now for a Brilliantly Different career.
MUFG is an equal opportunity employer.
