Compliance Officer

Job description

Company Description

We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of the world’s top-15 private equity firms.

Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology including a global data platform and innovative proprietary tools supported by in-house experts.

Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding.

We’re driven by our Group purpose, to power people and possibilities.

Job Description

Why join us?

  • A stimulating, demanding, and supportive environment
  • High-impact missions at the heart of regulatory issues
  • An experienced and dynamic team
  • International exposure
  • Professional development supported by continuous training opportunities

Your missions

  • Support teams working with clients in France on assistance or delegation missions under the responsibility of a manager
  • Develop normative documents (policies, procedures, mappings, and registers) for client companies
  • Participate in updating our tools and standard procedures in connection with regulatory monitoring
  • Assist managers with administrative tasks related to mission management, follow-up of engagement letters, and internal reporting tables

Qualifications

  • You have a master’s degree in law, Finance, or Risk Management/Internal Audits/Compliance.
  • You have 3 to 6 years of experience as a compliance controller in a consulting firm or management company.
  • You have already held RCCI/RCSI functions within an SGP/PSI.
  • You have in-depth knowledge of financial regulations (AMF RG, UCIT directives, AIFM directive, AMF instructions) and/or the asset management environment.
  • You are proficient in audit and control methodologies as well as internal control procedures and test grids.
  • You have skills in risk management and financial data analysis (reading and understanding financial statements).
  • Having an AMF certification is a plus!

Soft skills

  • You have excellent writing and synthesis skills
  • Autonomous, rigorous, and intellectually curious, you can handle complex issues and propose relevant solutions
  • You demonstrate a sense of customer service and enjoy working collaboratively
  • Proficiency in French is essential, professional English is appreciated

Additional Information

OUR COMMITMENT TO YOU AND THE ENVIRONMENT

Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment.

There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We’re committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee.

Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees’ careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5,800+ employees - from 94 nationalities, across 25 countries - to each achieve their potential.  Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced.

We’re committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients’ sustainability and success leads to our sustainability and success. We’re emotionally invested in our clients right from the beginning.

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